| Non-Individuals |
|
Under non individual category, clients other than individuals, but not institutions are included. Presently, the Company permits HUF, Proprietary concern, Partnership firm, Trust and Corporate bodies under the category to avail the online trading facility.
|
Download and Print Non Individual Client Registration Form
|
Non individual can trade in BSE (Cash) and NSE (Cash, F & O and Currency Derivatives) segments. The products, brokerage structure and charges applicable to individuals are equally applicable to non individuals
|
Documentary Requirements For Non – Individual
|
3-IN-1 application with the separate KYC forms has been devised by the Company for opening trading account of Non-Individuals. With the application the following documents are to be submitted as applicable for the constituents.
|
| i) Hindu Undivided Family |
Bank account in the name of HUF
Photograph of Karta
Proof of address of the Karta
Pan number in HUF’s name
Proof of Bank Account like pass book, pass sheet etc.,
Cancelled Cheque leaf
List of coparceners’ in the HUF, along with an authorization given to the Karta by the said coparceners’ to open and operate the Trading accounts
DP in the name of Karta
Signature to be obtained in the agreements by affixing the HUF stamp
Declaration from HUF (on letterhead of HUF)
Trading account in the name of HUF
|
| ii) Proprietary concerns: |
Bank account in the name of proprietary firm
Photograph of the proprietor
Proof of address of the proprietor
Photocopy of the Pan card
Proof of Bank account like Pass book, Pass sheet etc.,
Cancelled cheque leaf
DP in the proprietor name
Declaration by the proprietor ( on letterhead)
Trading account in the name of proprietary Concerns
|
| iii) Partnership Firms: |
A certified true copy of the partnership deed
Registration Certificate
Copy of last Income Tax Returns filed
Proof of Bank Account ( should be in the name of firm) like pass book, pass sheet
Cancelled cheque leaf
Photocopy of the firm’s Pan card
Authorization from all the partners to open a trading account, execute the document thereof and to operate the account
Proof of identity of all partners and photograph
DP in the name of the partner/s (either single or joint)
Declaration to be given by Partnership firm signed by all partners
Trading account in the name of Partnership firm
|
| iv) Corporates: |
Copy of Memorandum and Articles of Association
Certificate of Incorporation and commencement of Business
Copies of balance sheet for the last 2 financial years ( copies of annual balance sheet to be submitted every year)
Copy of the Resolution of Board of Director’s approving participation in equity/ derivatives segment and naming authorized person for dealing in securities, executing the documents and operate the trading account
Copy of latest holding pattern including list of all those holding more than 5% in the share capital of the company duly certified by the Company Secretary/Whole Time Director/Managing Director
Photocopy of the company’s pan card
Cancelled cheque leaf
Proof of Bank account like pass sheet, pass book etc.,
DP in the name of the partner/s (either single or joint)
List of existing directors
Proof of identity, pan card, photograph of the directors (annexure enclosed)
Trading account in the name of the company
|
| v) Trusts: |
Copy of Registered Principal Trust Deed
Copy of 2 years IT returns
Copy of Resolution to open trading account and participation in equity and derivatives segment and authorization to execute the documents
Copy of Resolution authorizing any one of the trustee to operate the trading account
Photocopy of trust’s pan card
Proof of Bank account like pass sheet, pass book etc.,
Cancelled cheque leaf
DP in the name of the trust
List of Trustees
Proof of identity, pan card and photograph of the trustees ( annexure enclosed)
Trading account in trust name
|
|
