Under non individual category, clients other than individuals, but
not institutions are included. Presently, the Company permits HUF,
Proprietary concern, Partnership firm, Trust and Corporate bodies
under the category to avail the online trading facility.
Download and Print Non Individual Client Registration Form
HUF Application Form
Corporates / Trusts / Proprietary Concerns /
Partnership Firms Application Form
Non individual can trade in BSE (Cash) and NSE (Cash, F & O and
Currency Derivatives) segments. The products, brokerage structure
and charges applicable to individuals are equally applicable to
non individuals
Documentary Requirements For Non-Individual
3-IN-1 application with the separate KYC forms has been devised by
the Company for opening trading account of Non-Individuals. With the
application the following documents are to be submitted as applicable
for the constituents.
1. Hindu Undivided Family
- Bank account in the name of HUF
- Photograph of Karta
- Proof of address of the Karta
- Pan number in HUF’s name
- Proof of Bank Account like pass book, pass sheet etc.,
- Cancelled Cheque leaf
-
List of coparceners’ in the HUF, along with an
authorization given to the Karta by the said
coparceners’ to open and operate the Trading accounts
- DP in the name of Karta
- Signature to be obtained in the agreements by affixing the HUF stamp
- Declaration from HUF (on letterhead of HUF)
- Trading account in the name of HUF
2. Proprietary concerns
- Bank account in the name of proprietary firm
- Photograph of the proprietor
- Proof of address of the proprietor
- Photocopy of the Pan card
- Proof of Bank account like Pass book, Pass sheet etc.
- Cancelled cheque leaf
- DP in the proprietor name
- Declaration by the proprietor (on letterhead)
- Trading account in the name of proprietary Concerns
3. Partnership Firms
- A certified true copy of the partnership deed
- Registration Certificate
- Copy of last Income Tax Returns filed
-
Proof of Bank Account (should be in the name of firm)
like pass book, pass sheet
- Cancelled cheque leaf
- Photocopy of the firm's Pan card
-
Authorization from all the partners to open a trading
account, execute the document thereof and to operate
the account
- Proof of identity of all partners and photograph
- DP in the name of the partner/s (either single or joint)
- Declaration to be given by Partnership firm signed by all partners
- Trading account in the name of Partnership firm
4. Corporates
- Copy of Memorandum and Articles of Association
- Certificate of Incorporation and commencement of Business
-
Copies of balance sheet for the last 2 financial years
(copies of annual balance sheet to be submitted every year)
-
Copy of the Resolution of Board of Director’s approving
participation in equity/ derivatives segment and naming
authorized person for dealing in securities, executing
the documents and operate the trading account
-
Copy of latest holding pattern including list of all
those holding more than 5% in the share capital of the
company duly certified by the Company Secretary/Whole
Time Director/Managing Director
- Photocopy of the company's pan card
- Cancelled cheque leaf
- Proof of Bank account like pass sheet, pass book etc.,
- DP in the name of the partner/s (either single or joint)
- List of existing directors
-
Proof of identity, pan card, photograph of the directors
(annexure enclosed)
- Trading account in the name of the company
5. Trusts
- Copy of Registered Principal Trust Deed
- Copy of 2 years IT returns
-
Copy of Resolution to open trading account and
participation in equity and derivatives segment and
authorization to execute the documents
-
Copy of Resolution authorizing any one of the trustee
to operate the trading account
- Photocopy of trust's pan card
- Proof of Bank account like pass sheet, pass book etc.,
- Cancelled cheque leaf
- DP in the name of the trust
- List of Trustees
-
Proof of identity, pan card and photograph of the
trustees (annexure enclosed)
- Trading account in trust name